Original, independent, thought leadership

Who’s sustainable (ESG) opinion is it, anyway?

The Bottom Line:  To ensure alignment with sustainable investing preferences, index fund investors should delve into the methodology used by index providers to construct benchmarks. 0:00 / 0:00 Leading providers of sustainable (ESG) securities market indices used in index funds Observations: Total US sustainable mutual fund and ETF assets under management as of October 31, […]

Sustainable ETF closures hit highest level in last four years

The Bottom Line:  The ETF industry will experience the highest number of sustainable ETF closures, as so far in 2022 nine ETFs have been delisted. 0:00 / 0:00 Sustainable ETFs classified by fund net assets and number of funds in each asset categoryNotes of explanation:  Sustainable ETF assets as of October 31, 2022 dimensioned by […]

Small-cap sustainable index funds outperformed actively managed counterparts

The Bottom Line:  Recent outperformance of small-cap sustainable index funds versus actively managed sustainable counterparts influenced by their higher levels of exposure to value stocks. 0:00 / 0:00 ETF/Fund Name Tracking Index and ESG Integration Approach:  Exclusions and Inclusion Practices  Fund Size ($) Expense Ratio (%) iShares ESG Aware MSCI USA Small-Cap ETF  MSCI USA […]

Sustainable municipal bond fund investors stay firm

The Bottom Line:  Sustainable municipal bond fund investors have taken notice of potential buying opportunities in municipal bonds and stayed firm even as returns plunged. 0:00 / 0:00 Notes of explanation:  12/31/2021 ETF assets exclude the Franklin Municipal Green Bond Fund that was rebranded and renamed in early May.  Fund assets source:  Morningstar Direct.  Research:  […]

Target date funds suffer steep total return declines

The Bottom Line: Sustainable target date funds suffered steep total return declines to September 30, 2022, but more attractive valuations offer upside potential for long-term investors. 0:00 / 0:00 Investment Manager/Fund Fund Structure  Start Year Assets ($M) Expense Ratios  Sustainable Investment Strategy BlackRock Fund Advisors/ BlackRock LifePath ESG Index Fund Largely affiliated sustainable passively managed ETFs […]

Sustainable fixed income ETFs gain assets

The Bottom Line:  Facing strong headwinds, sustainable fixed income ETFs experienced net inflows on a year-to-date basis to September 30th while equity funds sustained outflows. 0:00 / 0:00 Sustainable fixed income ETFs:  Top 5 ETFs based on assets gains and bottom 5 ETFs by assets declines year-to-date to September 30, 2022Notes of Explanation:  *Index tracking […]

New fund launches in Q3 2022 include infrastructure options

The Bottom Line:  Smallest number of funds launched in Q3 2022, but new launches include two sustainable infrastructure funds using different approaches to qualifying companies. 0:00 / 0:00 Quarterly # of mutual funds and ETFs launched between Jan. 1, 2022 – Sept. 30, 2022Notes of Explanation:  New mutual funds data excludes the addition of share […]

Performance advantage of ESG screened indices is narrowing

The Bottom Line:  Long-term performance through September continues to support portfolios informed by or indexed to ESG screened international benchmarks, however, their advantage is narrowing. 0:00 / 0:00 Intermediate-to-long-term performance differential:  Selected ESG screened indices vs. conventional indices: Trailing 3, 5 and 10-years to September 30, 2022Notes of Explanation: The six MSCI ESG indices include […]

Research

Research and analysis to keep sustainable investors up to-date on a broad range of topics that include trends and developments in sustainable investing and sustainable finance, regulatory updates, performance results and considerations, investing through index funds and actively managed portfolios, asset allocation updates, expenses, ESG ratings and data, company and product news, green, social and sustainable bonds, green bond funds as well as reporting and disclosure practices, to name just a few.

A continuously updated Funds Directory is also available to investors.  This is intended to become a comprehensive listing of sustainable mutual funds, ETFs and other investment products along with a description of their sustainable investing approaches as set out in fund prospectuses and related regulatory filings.

Getting started

Many questions have surfaced in recent years regarding sustainable and ESG investing.  Here, investors and financial intermediaries will find materials that describe the various approaches to sustainable investing and their implementation.  While sustainable investing approaches vary and they have thus far defied universally accepted definitions, many practitioners agree that they fall into the following broad categories:  Values-based investing, investing via exclusions, impact investing, thematic investments and ESG integration.  In conjunction with each of these approaches, investors may also adopt various issuer engagement procedures and proxy voting practices.  That said, sustainable investing approaches will continue to evolve.

In addition to periodic updates regarding sustainable investing and how this form of investing is evolving, investors and financial intermediaries interested in implementing a sustainable investing approach will also find source materials that cover basic investing themes as well as asset allocation tactics.

Inesting ideas

Thoughts and ideas targeting sustainable investing strategies executed through various registered and non-registered sustainable investment funds and products such as mutual funds, Exchange Traded Funds (ETFs), Exchange Traded Notes (ETNs), closed-end funds, Real Estate Investment Trusts (REITs) and Unit Investment Trusts (UITs). Coverage extends to investment management firms as well as fund groups. 

Independent source for sustainable investment management company research, analysis, opinions and sustainable fund disclosure assessments